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IndiaStar Review of Books
The Civil Service In Transition
by
B. K. Nehru
(former Indian ambassador to the
U.S.)
Article based on lecture delivered at the
India International Centre, New Delhi
on 15 October 1999
It is not possible to run any kind of government whether a
dictatorship or a monarchy or a democracy without a large number
servants of the State to ensure that the orders of the Ruler
are carried out. Prior to the emergence of democracy, which in
itself is a relatively new form of governance, the Ruler appointed
his servants from among his courtiers, relatives, and favourites.
They were responsible to him and held their office at his pleasure.
A modern Civil Service, with its well-defined regulations, defining
what qualifications its members should have, how they should
be chosen, the duties they have to perform and their own rights
regarding their salaries, their security in service and the like,
is linked with democracy and the Rule of Law which is one of
its prime functional features.
The first step towards the establishment of a Civil Service seems,
however, to have been taken by the Bourbons. This idea was further
improved by Napoleon who formalised the system of Prefects (corresponding
to our Deputy Commissioner or Collector) and created the three
"grands corps" which further extended the functions
of the civil services and gave them a high position in society.
It is perhaps this ancestry that has made the Civil Service in
France, the best organised, the best trained and the most respected
of such organizations. It is not by accidents that two of the
five Presidents of the Fifth French Republic have been career
civil servants.
The history of the Indian Civil Service starts with the East
India Company. It was as early as 1800 AD that Lord Wellesley
realising that the administrators of the Empire required high
education, expertise, and character established the College of
Fort William where every employee of the company was to be sent
for a three-year course of education of the standards of the
universities of Oxford and Cambridge. Among other subjects taught
were ethics and international law, and in addition, Indian history
and oriental languages. The Directors, however, while accepting
the proposal decided that the college should be in England. This
is how that, for a whole half-century and more, all members of
the Civil Service were educated and given special training at
the East India College at Haileybury. The method of recruitment
was by competitive examination but the method of entry was by
nomination of the Directors. In 1853, the competition became
an open one -- a full seventeen years before the Home Civil Service
could do the same.
The examination for the ICS took place in London and the curriculum,
according to which the merit of the candidates was determined
was such that Indians had little chance of competing successfully
unless they were rich and had studied at a school in England.
The constant demand of the Indian National Congress since its
birth in 1885 was to increase the numbe of Indians in the ICS.
Consequently first the curriculum was widened and then in 1922,
a parallel examination began to be held in India. The end- result
was that at the time of the transfer of power, half the members
of the ICS were Indians.
In the long period in which the ICS had developed, the methods
of recruitment and training, the duties, the division of responsibilities,
and the salaries had all been very well worked out and standardised.
What the methods of recruitment and training were half a century
ago would best be illustrated by my own story. Having graduated
from Allahabad University, I was sent to England to study Economics,
Political Science and the Law with the objective of joining the
ICS. Three quarters of the Indian students in England had the
same objective; less than a quarter achieved it.
The competitive examination was a joint one for the Diplomatic,
the Home, the Indian, and the Colonial Services. The age limit
was between 21 and 24 thus giving everyone three chances. The
total of the marks for the examination were 1,900. Of this 500
were compulsory for testing out your knowledge of, and ability
to write, English and your general knowledge, which included
sciences of various kinds. 300 marks were reserved for the Viva
Voce and for the remaining 1100 , you could choose any subject
on earth from Astronomy to Zoology. This meant, in effect, the
equivalent of two university degrees.
The Viva Voce was designed to test personality, moral
values, and awareness of what was happening in the world, reactions
to problems and situations and the like. The obvious question
for me to be asked was that, considering that half of my family
was in jail, how was it that I wanted to serve the British Government.
My answer was that I wanted to see for myself whether my being
in the ICS would help my people. If I found that it would not,
I would resign. This earned me 277 marks because what was expected
of an ICS officer was truth, courage, honesty and integrity and
not cringing sycophancy.
After having been chosen, you had to undergo one or two years'
probation in England according to whether you had taken the London
or the Indian examination. This period was spent at Oxford, Cambridge,
or the School of Oriental Studies in London. It consisted principally
of studying Indian Law and procedures, mostly criminal and the
Law of Evidence, getting an idea of the revenue system, reading
Indian history and learning the language of the province to which
you had been assigned. Thereafter, there was one final examination
which included, among other things, your ability to ride a horse!
The real training started on one's arrival in India. The new
recruit was put in the charge of a Deputy Commissioner or Collector.
These trainers were specially selected for their interest in,
and capacity for teaching the newcomer not only what his duties
were, but to instill into him the proud traditions of the service
he had joined. He was also taught what his behaviour should be,
how he should acquaint himself with the culture, customs, desires
and difficulties of the people in the villages, how to make and
keep the revenue records, and how to try both criminal and revenue
cases.
It was the custom that the trainer invited his new Assistant
Commissioner to stay with him. (This was not free of charge,
the standard rate for the paying guest, when I arrived in 1934,
was Rs. 150 per month, all inclusive.) The constant company
of the teacher with the pupil made it a guru-chela relationship.
It is a thousand pities that the custom disappeared soon after
Independence; no two Indians ate the same food! My guru took
me with him on his tours, his inspections, his courts, his shikar
(which was seldom), to play tennis at the club, and to
whichever function he was invited. Apart from this, it was instilled
into me, that as a member of the ICS, my integrity, financial,
moral and ethical, was to be beyond suspicion. Every action of
mine should therefore be fair, just, helpful and kind. There
was to be no fear or favour in my actions or decisions and no
listening to sifarishes of which I would get plenty. I
had to be firm but always polite and courteous. I had to remember
that I was not a ruler of the people, but their servant, working
for their benefit. I also had to realise that no matter how insignificant
I might regard myself to be, in this small rural district, I
was a very important person. Whatever I did was expected to be
the right and correct thing to do. I had, therefore, to be specially
careful.
Thereafter followed the routine training -- treasury training
for three months in the hills for the summer, six months of "settlement
training" when I started as a labourer pulling the "jarib"
or iron chain with which the fields were measured and was gradually
promoted to the rank of tehsildar. During this period,
I was prohibited from returning to headquarters and was to go
from village to village to know the people by living among them.
I was given training for six months as a class-I Magistrate followed
by six months of "judicial training" as a subordinate
judge, second class. Thereafter I was ready to be given independent
charge as Sub-divisional Officer.
The IAS probationer of today gets a far wider and variegated
training than I, like my pre-Independence colleagues, ever did.
They are far better equipped to handle the far more complicated
issues of today. But I have some doubt whether there is today
the kind of character-building that I got in the first few months
of my service, when I was taught what justified my very existence
-- that I was there to serve the people. This had to do with
humanity and devotion, give them justice within the law, do everything
I could to help them improve their condition and to all this
without committing even a single act of doubtful integrity.
Times have changed and with them has changed totally, the position
of the all-India services. How completely and drastically this
has happened can
best be illustrated by my describing four incidents. One was
during British
times; the second, during the regime of Jawaharlal Nehru, when
the Rule of
Law was still strictly enforced; and the other two are relatively
recent.
Sometime in the 1930s, the Finance Member -- as cabinet ministers
were then called -- ordered a new carpet for his office. The
price of the carpet was more than the regulations permitted.
The excess was detected by audit and the Accountant General,
Ganga Ram Kaula, ordered that it should be recovered from the
member's salary. The Finance Member was up in arms and wrote
an angry letter to the Auditor General saying, "Ganga Ram
Kaula is unfit to be an Accountant General". But that was
all. Not only was Ganga Ram Kaula eventually promoted to be the
first Indian Auditor General but also honoured with a knighthood.
The second case, to which I was a witness was that the Finance
Minister T.T.Krishnamachari asked the Chairman of the Central
Board of Revenue, Arun Roy, to show him the income tax returns
of a particular individual. Arun Roy said that he was sorry he
could not do so because they were secret documents. T.T.K was
one of the most powerful ministers India has had, with a highly
explosive temper and a vengeful nature. He asked, "Haven't
you seen them yourself ?" Arun's answer was he had. The
next question was, "You are my subordinate, aren't you ?"
The answer: "Yes, sir, I am." Question: "How is
it then that I can't see what you have seen?" The
answer was that the Chairman of the Board of Revenue was a member
of the Income Tax Department, but the minister was not. The minister
was furious, but could do absolutely nothing. Arun Roy was promoted
to be Economic Secretary in the Finance Ministry and later to
be the Auditor General of India.
Now take two relatively recent cases. A young IAS officer went
to the minister concerned with the request that the orders for
his transfer should be delayed by a few months. The minister
asked him what his category was. The officer did not understand
what "category" meant. The minister explained that
service officers were divided into three categories -- A, B,
and C. Category A obeyed orders without ifs and buts. Category
B raised objections when they thought the orders were against
the law, but eventually agreed to carry them out. Category C
consisted of those who stuck to their objections and refused
to do what the minister wanted. Category A officers alone were
of any use. Now and again, category B was also acceptable, but
he had no use for category C at all. "Now, tell me to which
category do you belong?" The poor officer, who apparently
belonged to category C, said goodbye and walked out.
The second case is that of a cabinet minister bringing with him
luxury items worth several lakhs from a visit abroad. The Assistant
Commissioner at the airport asked for the duty to be paid. The
minister's clerk said that these goods belong to the minister.
They should be let in duty free. The officer could not accept
that interpretation of the law. The duty was paid but within
a week was transferred from Delhi to Chennai.
I shall try to describe how, when, and why this revolutionary
change took place. There are many reasons for this change. Historically,
the first is that the Indian National Congress was highly prejudiced
against the ICS and the Indian Police Service. Given the history
of the struggle for freedom, this was not surprising. Most freedom
fighters did not understand that the service at whose hands they
suffered was performing its duty to implement the law. The law
was not made by the members of the services. It was made by the
Viceroy and the Secretary of State for India in London. Nobody
could have stated the difference between making the law and enforcing
it better than the judge, C.V. Broomfield of the ICS who sentenced
Mahatma Gandhi to six years' imprisonment in 1923. The last sentence
of his judgement was, "If the course of events in India
makes it possible for the Government to reduce the period and
release you, no one will be better pleased than I."
Occasionally they did understand the difference but the masses
did not. When my mother was arrested in 1942, the police officer
who came to arrest her begged "Mataji," as she was
universally called, to pardon him for what he was doing. Mataji
told him that he was doing nothing to be pardoned for. His duty
was to arrest her because she had broken the law; her duty was
to break the law. Both of them were doing nothing more than carrying
out their "dharma."
Most of the leaders who became who became ministers after Independence,
had very little experience of administration and sometimes none
at all. The only such experience that Prime Minister Nehru had
had was one year's tenure as chairman of the Allahabad Municipality.
They did not understand that the good laws that were about to
pass would not automatically enforce themselves. Good governance
required a competent, efficient, and disciplined machine, known
as the Civil Service, to do so.
The only leader who understood the importance and the essentiality
of the All India Services was Sardar Vallabhbhai Patel. In a
letter to the Prime Minister on April 27, 1948, he said, "I
need hardly emphasize that an efficient, disciplined, and contented
service, assured of its prospects as a result of diligent and
honest work is a sine qua non of sound administration
under a democratic regime even more than under an authoritarian
rule. The service must be above party and we should ensure that
political considerations, either in its recruitment or in its
discipline and control, are reduced to the minimum, if not eliminated
altogether." He also saw the importance of organizing the
Civil Service on an All-India basis with the Central Government
having a considerable say in the recruitment, training, and career
of its members, as a counter-balance to the emergence of the
centrifugal forces that have repeatedly torn apart the political
unity of our country. These proposals were strongly opposed by
the Chief Ministers of the states who wanted no interference
with their authority and wished then, as they do now, to have
pliable officials who could be manipulated more easily than members
of the All India Services. In his speech to the Constituent Assembly
in October 1949, the Sardar said, "The Indian Union will
go. You will not have a united India if you do not have a good
All India Service which has independence to speak out its advice
-- if you do not adopt this course, then do not follow the present
system, substitute something else." Sardar Patel did ultimately
succeed in forcing his proposals down the throat of an unwilling
Constituent Assembly. All the articles designed to ensure the
independence and the security of the services and to prevent
any political interference with them, find themselves in the
Constitution because of Sardar Patel.
The Prime Minister, as he gained experience of how in actual
fact the ICS worked, was fairly soon converted fully to the the
Sardar's point of view. During his long tenure of office, no
politician dared to interfere with the functioning of the services
or bully them into breaking the law. For the first quarter-of-century
of our independence, the All India Civil Services continued to
function as before.
There had, however, been one change. One of the complaints against
the ICS was that it drew "fat salaries," and we were
pledged to reduce them. The salaries of the ICS were fixed at
very high levels in order to prevent the ICS becoming corrupt
in an environment of corruption, both among the Indian rulers
and the servants of the Company. These salaries started at Rs.
450 per month for the new entrant and went up to Rs. 4,000 for
a Secretary to > the Government of India and a judge of the
High Court. They had never been revised during the previous ninety
years of rise in prices, so that instead of remaining fat, they
became lean. Nevertheless, to fulfill the pledge, they were reduced
to Rs. 350 for the entrant and Rs. 3500 for the seniormost posts.
Coupled with this, there was steady inflation while rates of
income tax were gradually raised to absurdly high levels.
Simultaneously with this, we adopted the policy of nationalising,
not only "the commanding heights of the economy," as
Jawaharlal Nehru wanted, but also of anything that any minister,
Central or State, desired. The industry that was left in private
hands was so strictly controlled that virtually nothing could
be done without government sanction. The license-quota-permit-raj
started and when a senior minister of the Union Government started
selling these across the table, corruption started to become
a way of life. Be it said to the ninety years old tradition of
the ICS, that it did not, for a very long time, in spite of their
salaries having become meager, become parties to this dishonesty.
Corruption descended to the Civil Services from the top and did
not do so till it had thoroughly soaked the political world.
Why has the politician been opposed to the independence of the
Civil Services from the very beginning and why has he become
as corrupt as he is now? The answer to both questions lies in
the Indian Constitution. That Constitution is based on ideas
which are still not acceptable to the vast majority of the Indian
people although they might be acceptable to the tiny minority
which has received a westernised education. Those ideas are democracy,
equality, secularism, human rights and, above all, the Rule of
Law. All these ideas are of foreign origin and they are contrary
to our traditions.
Our tradition of government has, for thousands of years, been
that of "Raja and Praja." They were in full practice
in 1947 in the Princely states and accepted by the people. The
powers of the king are absolute, the wishes and desires of the
king are the law which the "praja" cannot question
and has to obey. One of his prerogatives, never questioned, is
to levy whatever taxes he likes and to take whatever proportion
of the revenues of the state for his personal use. Nor was it
unusual for the king and his courtiers to accept, and indeed
demand, presents or gifts for getting favours in return. There
is nothing strange about this because the whole world which,
till not so long ago, was ruled by Kings and Emperors had the
same traditions as ours. The control over the absoluteness of
the King started in England with the Magna Carta in 1215 AD,
when the King was forced to hand-over a few of his powers to
a handful of his nobles. The movement for the transfer of power
from the King to the people took, in England, well over seven-hundred
years. These years included civil wars, revolutions, and regicide.
We in India, on the other hand, suddenly jumped from the absolute
power of the Viceroy to all power being transferred to all the
people. If King John had given all his powers to the people in
1215 AD, it is doubtful that England would have ever emerged
from chaos.
While we go on priding ourselves at being the largest democracy
in the world, the fact is that the only part of democracy that
we have really understood and adopted is that every citizen of
India has the right to vote. But that in a democracy, the laws
passed by the representatives of the people have to be obeyed
by every citizen, has not yet been accepted. The concept of the
common man is that by casting his vote, he is electing a Ruler,
and as the Ruler is all powerful, he can do whatever he wishes,
including transferring a part of the public revenue to his own
pocket. It is his orders that have to be obeyed and not those
of the bureaucrat. The laws that are passed in Parliament in
the State Assemblies are not meant to be enforced on the elected
representative of the people, his family and his supporters.
It is for this reason that most laws are passed without a quorum
being present in the House.
In this context, where does the civil servant fit in ? His function
is to implement the law. This is regarded by the politician as
a check on his power and that check is unacceptable to him. There
is, consequently, a continuous war between civil servants who
try and live up to the democratic concept of the Rule of Law.
For the minister, it is only category "A" officers
who are worthwhile. But ideal civil servants are expected to
belong to category "C".
The weapon used to bend civil servants to the minister's will
is frequent transfers which ruin a man's life and that threat
has changed much of the transferees from category C to A. Once
having said goodbye to one's conscience, it would be foolish
not to also become a partner in the loot that is so easily available.
There is unfortunately no denying the fact that an increasing
number of civil servants are now corrupt.
Sardar Patel wanted a civil service without political interference,
but he forgot to place any limit on the Chief Minister's power
to transfer officers. In developed democracies, there are such
limitations. In Britain, senior officers cannot be transferred
without the orders of the Prime Minister, who will not, by convention,
act except on the advice of the Secretary of the Civil Services
Department. In India, it is the custom, both in the states and
has now crept into the centre, to transfer dozens of civil servants
whenever a government is changed.
The other factor which has changed the position of the civil
service is the spread of corruption at all levels throughout
the country. Not too long after Independence the whole country
seems to have changed its religion. The worship of God was replaced
by the worship of Mammon. The economic policies we adopted, the
strict control over private industry and the totally absurd rates
of direct taxation placed enormous powers in governmental hands
and gave both, the politicians and the bureaucrat, an opportunity
to make money.
As the cost of elections goes on increasing and the size of monetary
pool goes on getting smaller as a result of liberalisation, the
source of money becomes increasingly objectionable. The very
large size of our constituencies make it imperative to raise
money for fighting elections. According to recent calculation,
the money required by a candidate for the election to the Lok
Sabha is Rs. 1.3 crore. That money has to be procured somehow,
and those who make it available, now consist largely of members
of the underworld, shady characters and criminals of all kinds.
Inevitably, the nexus between the politician, the criminal, the
corrupt businessman, and the corrupt civil servant gets stronger
year after year. Our democracy remains "of the people"
but it is neither "by the people" nor "for the
people."
Till about twenty years ago, one could say with confidence that
there was hardly any member of the IAS who was dishonest or corrupt.
These days, I gather that over half of the IAS have joined the
politicians in corrupt practices. (They may, if they wish, seek
satisfaction in the fact that among the politicians, the percentage
on a conservative basis, is well over 80 percent.) It is a matter
of credit to the strength of the IAS tradition that they resisted
the temptation for so long. This break in the tradition has been
helped by the fact that it is only about 50 percent of the IAS
who are appointed on the basis of merit through competitive examinations.
The other half come through reservation of all kinds and promotions
from the State Services. Furthermore, the competitive examination
can now be taken by members of some classes till they are well
over 30 by which time there is little likelihood that they will
be affected by the tradition of the service they join.
The result of all this is two-fold. One is that our system of
governance is no longer democratic. The people still elect their
MPs and MLAs, but the elected Rulers, who are now getting increasingly
accepted as being above the law, are more interested in themselves
than the welfare of the people. We abolished 500 or so Maharajas
in India but have instead created almost ten times that number
of Kings !
Things have come to such a pass that only the other day in the
state of Haryana, an MLA along with his supporters, which included
muscle men and his security guards, entered the office of a Deputy
Commissioner and demanded that he should do something or the
other. The DC said that he could not oblige because the Election
Commission had temporarily forbidden it. Thereupon, after some
abuses, the poor DC was manhandled. In any democratic country,
the whole lot of people who were involved would have been immediately
arrested on the orders of the Deputy Commissioner, tried for
contempt of court, and sentenced to a term of imprisonment. The
only thing the poor DC could do was to run to the Chief Minister
who did order a case to be registered against the MLA. This was
the last that was heard of the matter. How, in circumstances
such as these, can the Deputy Commissioner enforce the law?
The position of the Indian Police Service is even worse because
they are not regarded as the implementors and enforcers of the
law, but members of the private army of the Chief Minister. It
is not only he alone whose orders have to be obeyed without question,
but the desires and wishes of his wife, children, and grandchildren,
have also to be attended to. The crimes committed by the members
of the "Royal family" are numerous. Apart from taking
bribes or fees for favours done, a practice very common indeed,
they range from kidnapping for ransom, to rape and murder. If
the crime is so open that some action has to be taken under public
pressure, the evidence is so tampered with, that not even a
prima facie case can be made out and taken to court.
Furthermore, the prime duty of the police now seems to be not
to protect the common man from crime but to protect the VIP and
see to it that he is not discomfited in any way. The definition
of VIP has also become very liberal, most MPs and MLAs seem to
be included ex officio in that category. It is often said that
of the 60,000 policemen in the Delhi Police, no less than 40,000
are employed on VIP duties. Given all these circumstances, is
there any wonder if a larger proportion of the Indian Police
Service than of the IAS have joined the criminals?
The discontent that leads to rebellion, anarchy, and chaos, has
many reasons. But the chief reason is our failure to provide
to our people that liberty, justice and equality which our Constitution
was designed to give them. There is no shortage of good laws
we have passed, but we have destroyed the means by which these
laws can be implemented.
In order to restart the machine to implement the laws, many fundamental
changes have to be made, and can be made without any difficulty
if there is the political will to change the existing situation.
But that will does not exist. There have been three important
reports by commissions appointed by previous governments which
have made recommendations that would help in restoring the Rule
of Law. The first was the Administrative Reforms Commission,
presided over by no less a person than Mr. Morarji Desai. Yet
another commission, presided over by Mr. Justice Sarkaria, suggested
many valuable reforms which could help greatly in improving our
system of governance. The third was the Dharma Vira Commission
which would have enabled the police to perform their real functions.
These reports have been gathering dust over the years without
any action being taken.
Then there have been lying, with the Government of India, for
years, proposals for the Supreme Court to amend the basic legislation
enacted in the 1860s which, antiquated and out of date as it
now is, prevents the administration of justice. There are proposals
from the Election Commission to prevent criminals from becoming
our representatives. There are proposals from the Law Commission,
to change all kinds of laws. Several governments have, over the
years, introduced a Lok Pal Bill, but have had to withdraw it.
Our last government, presided over by none other than the present
Prime Minister, announced bravely that they would appoint a commission
to suggest amendments in the Constitution. A former President
of India, the highly respected R. Venkataraman, was appointed
Chairman. And then nothing happened. Why did nothing happen ?
Because MPs of their own coalition told those who started the
move that they would not stand by such ideas. After all, they
had the democratic system of governance with all powers vested
in the elected representatives of the people. Why did their government
want to destroy democracy ? The explanation for their apathy
is simple. The corrupt and criminal caucus in our legislatures
is so strong that it can block any change which reduces even
slightly the unlimited power that they today enjoy.
I have two great fears about the future. One is that it might
happen one day when a criminal with some popular support might
turn around to say these black-gowned salaried lackeys have no
authority to pass judgement over the elected representatives
of the people. In a democracy, the people are sovereign. If they
have said, by electing him, that he is not guilty, these paid
employees have no right to question their decision. If this ever
happens, the chaos will be complete.
The other fear I have is that this theory of absolute power which
has succeeded in destroying the Civil Service is now beginning
to interfere with the autonomy of the Armed Forces. The last
time this political interference was started by Mr. Krishna Menon,
the country had to pay a very heavy price. Not only did our Army
which had never lost a war, have to bear a shameful defeat, but
the consequences were even greater. We had to retreat from the
policy of non-alignment which we had preached to the world for
so long. Not only did we have to beg for foreign help but had,
at least temporarily, to do what they desired.
For the next 35 years, no minister dared to interfere with the
appointments postings and promotions of the personnel of the
defence forces. Some ministers did try but were warned off by
the Generals. For the last two years, there have been disturbing
rumours of interference and the much more disquieting news is
that the Chiefs of Staff have been weak enough to allow this
to happen. If the rumours are true, the elected representatives
of the people might get a few more votes, but the defence forces
will lose the capacity to defend us and the sovereignty of our
country.
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